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The Compliance Commission (the Commission) has revised its Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT) Examination Forms which were last revised in 2010.
The examination forms were revised to clarify:
The purpose of the Commission’s examination forms is to assess the level of compliance of financial institutions with AML/CFT laws and guidelines. The forms are intended for the use of financial institutions supervised by the Commission and accountants appointed by the Commission to conduct AML/CFT on-site examinations on its behalf.
Click here to download the revised forms. The forms can also be downloaded from the Commission’s website under the menu heading “How Do I/ Get an On-site or Off-site Examination Form.” The forms are in Adobe Acrobat format and are able to be completed and saved with the use of a computer.
Financial Institutions supervised by the Commission and Accountants are reminded that a Letter of Appointment should be obtained from the Commission prior to the commencement of an AML/CFT On-site Examination.
The Commission can be contacted at the address below:
THE COMPLIANCE COMMISSION | ||||
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